Exhibits
10-Q
from 10-Q
57 pages
10-Q
08/09/13
EX-4.1
from 10-Q
2 pages
Gleacher & Company, Inc. Incorporated Under the Laws of the State of Delaware Common Stock Cusip 37741 20 1 See Reverse for Certain Definitions This Certifies That Is the Owner of Fully Paid and Non-Assessable Shares of Common Stock of the Par Value of One Cent ($.01) Each of Gleacher & Company, Inc. Transferable on the Books of the Corporation by the Holder Hereof in Person or by Duly Authorized Attorney Upon Surrender of This Certificate Properly Endorsed. This Certificate and the Shares Represented Hereby Are Subject to the Laws of the State of Delaware and to the Certificate of Incorporation and By-Laws of the Corporation as How or Hereafter Amended to All of Which the Holder of This Certificate Asserts by His Acceptance Hereof. This Certificate Is Not Valid Until Countersigned by the Transfer Agent and Registered by the Registrar. Witness the Facsimile Seal of the Corporation and the Facsimile Signatures of Its Duly Authorized Officers. Dated: Secretary Countersigned and Registered: American Stock Transfer & Trust Company, LLC (Brooklyn, Ny) Transfer Agent and Registrar Authorized Signature Chairman
08/09/13
EX-10.1
from 10-Q
7 pages
Material contract
08/09/13
EX-10.2
from 10-Q
8 pages
Exhibit “A” Indemnification Agreement
08/09/13
EX-10.3
from 10-Q
12 pages
Indemnification Agreement
08/09/13
EX-31.1
from 10-Q
~1
page
Management certification of annual or quarterly disclosure
08/09/13
EX-31.2
from 10-Q
~1
page
Management certification of annual or quarterly disclosure
08/09/13
EX-32
from 10-Q
1 page
Management certification of financial report
08/09/13
