Gleacher & Company, Inc. – Filings and Transcripts – BamSEC

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SEC EDGAR

Financials Filter

ended 03/31/14 Q1

ended 12/31/13 FY 2013 – amended

ended 12/31/13 FY 2013

ended 09/30/13 Q3

ended 06/30/13 Q2

Prospectuses and Registrations Filter

Securities registration termination

Removal from listing

Amendment to registration of securities for employees

Amendment to registration of securities for employees

Amendment to registration of securities for employees

Ownership Filter

Scoggin Worldwide Fund Ltd

Arciero-Craig Patricia

SL Liquidation Fund L.P., Hhlf L.P., Stone Lion Capital Partners L.P., Hanley Gregory A., Mintz Alan J., Llsm L.P., SL Capital Partners LLC, Stone Lion Capital LLC, Permal Stone Lion Fund Ltd

Matlinpatterson LLC, Matlin David J, Patterson Mark R, MatlinPatterson PE Holdings LLC, MatlinPatterson FA Acquisition LLC, Mp II Preferred Partners LP, MP Preferred Partners GP LLC

News Filter

To Delist From NASDAQ

Re: Important Notice Regarding Your Shares of Gleacher & Company, Inc. (The “Company”) Common Stock You Must Move Your Shares Soon if You Wish to Continue to Be Able to Trade Them

Reports First Quarter 2014 Financial Results

Announces Board Approval of Dissolution and Liquidation

Reports Third Quarter 2013 Financial Results

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Definitive proxy

Preliminary revised proxy

Preliminary revised proxy

Preliminary proxy

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Letter from the SEC

Correspondence with the SEC

Letter from the SEC

Correspondence with the SEC

Letter from the SEC