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Forest Investments, Inc.

Formerly NASDAQ: GECXU
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EX-4.3
from 8-K 4 pages Amendment No. 1 to Stockholders’ Rights Agreement Dated as of December 29, 2020 by and Between Great Elm Capital Group, Inc. and Computershare Trust Company, N.A. as Rights Agent Amendment No. 1 to Stockholders’ Rights Agreement
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EX-4.2
from 8-K 38 pages Stockholders Agreement Among Forest Investments, Inc. and the Stockholders Named Herein Dated as of December 29, 2020
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EX-4.1
from 8-K 9 pages Certificate of Designation of Series a Preferred Stock of Forest Investments, Inc
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EX-4.6
from 10-K 9 pages Description of Great Elm Capital Group, Inc.’s Securities
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EX-4.2
from 8-K 24 pages Registration Rights Agreement
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EX-4.1
from 8-K 36 pages Indenture or similar
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EX-4.5
from 10-K 9 pages Description of Great Elm Capital Group, Inc.’s Securities
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EX-4.18
from S-3 43 pages Great Elm Capital Group, Inc. and [ ], Trustee Form of Indenture Dated as of [ ]
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EX-4.1
from 10-Q 2 pages Indenture or similar
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EX-4
from 8-A12B 48 pages Stockholders’ Rights Agreement Dated as of January 28, 2018 by and Between Great Elm Capital Group, Inc. and Computershare Trust Company, N.A. as Rights Agent Stockholders’ Rights Agreement
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EX-4.3
from S-1/A 2 pages Indenture or similar
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EX-4.9
from S-3 2 pages [Form of Nominee Holder Election Form]
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EX-4.8
from S-3 2 pages With Respect to Any Instructions to Exercise (Or Not to Exercise) Rights, the Undersigned Acknowledges That This Form Must Be Completed and Returned Such That It Will Actually Be Received by You by 5:00 P.M., New York City Time, on , 2016, the Last Business Day Prior to the Scheduled Expiration Date of the Rights Offering of , 2016 (Which May Be Extended by the Company)
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EX-4.7
from S-3 3 pages [Form of Notice of Guaranteed Delivery] Great Elm Capital Group, Inc. Notice of Guaranteed Delivery Relating to Shares Subscribed for Pursuant to the Subscription Privilege and Over-Subscription Privilege
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EX-4.6
from S-3 2 pages [Form of Notice to Beneficial Stockholders of Common Stock] Great Elm Capital Group, Inc. Notice to Clients of Stockholders Who Are Acting as Nominees Up to Shares of Common Stock Issuable Upon Exercise of Non-Transferable Rights
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EX-4.5
from S-3 2 pages Great Elm Capital Group, Inc. [Form of Notice to Stockholders Who Are Acting as Nominees] Up to Shares of Common Stock Issuable Upon Exercise of Non-Transferable Rights
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EX-4.4
from S-3 1 page Great Elm Capital Group, Inc. [Form of Notice to Stockholders Who Are Record Holders] Up to Shares of Common Stock Issuable Upon Exercise of Non-Transferable Rights
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EX-4.1
from 10-K 2 pages Indenture or similar
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EX-4.3
from S-3 2 pages Great Elm Capital Group, Inc. Non-Transferable Subscription Rights Certificate
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EX-4.1
from DEFA14A 6 pages Second Supplemental Indenture, by and Among Unwired Planet, Inc., as Issuer and Wells Fargo Bank, National Association, as Indenture Trustee Dated as of April 6, 2016 Second Supplemental Indenture
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