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Penson Worldwide Inc

Formerly NASDAQ: PNSN

Credit Agreements Filter

EX-10.45
from 10-K/A 10 pages Note: Portions of This Agreement Are the Subject of a Confidential Treatment Request by the Registrant to the Securities and Exchange Commission. Such Portions Have Been Redacted and Are Marked With a “[****]” in Place of the Redacted Langauge. Third Amendment to Second Amended and Restated Credit Agreement
12/34/56
EX-10.6
from 8-K 17 pages Credit Agreement Dated as of June 5, 2012 Between Apex Clearing Corporation, as the Borrower and Penson Financial Services, Inc., as the Lender
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EX-10.45
from 10-K 10 pages Note: Portions of This Agreement Are the Subject of a Confidential Treatment Request by the Registrant to the Securities and Exchange Commission. Such Portions Have Been Redacted and Are Marked With a “[****]” in Place of the Redacted Langauge. Third Amendment to Second Amended and Restated Credit Agreement
12/34/56
EX-10.1
from 10-Q/A 16 pages Note: Portions of This Agreement Are the Subject of a Confidential Treatment Request by the Registrant to the Securities and Exchange Commission. Such Portions Have Been Redacted and Are Marked With a “[****]” in Place of the Redacted Langauge. Second Amendment to Second Amended and Restated Credit Agreement
12/34/56
EX-10.1
from 10-Q 14 pages Note: Portions of This Agreement Are the Subject of a Confidential Treatment Request by the Registrant to the Securities and Exchange Commission. Such Portions Have Been Redacted and Are Marked With a “[****]” in Place of the Redacted Langauge. Second Amendment to Second Amended and Restated Credit Agreement
12/34/56
EX-10.43
from 10-K 30 pages Note: Portions of This Agreement Are the Subject of a Confidential Treatment Request by the Registrant to the Securities and Exchange Commission. Such Portions Have Been Redacted and Are Marked With a “[****]” in Place of the Redacted Language. First Amendment to Second Amended and Restated Credit Agreement
12/34/56
EX-10.5
from 10-Q/A 169 pages Note: Portions of This Agreement Are the Subject of a Confidential Treatment Request by the Registrant to the Securities and Exchange Commission. Such Portions Have Been Redacted and Are Marked With a “[****]” in Place of the Redacted Language. Second Amended and Restated Credit Agreement Among Penson Worldwide, Inc., as the Borrower, Regions Bank, as Administrative Agent, Swing Line Lender, and Letter of Credit Issuer, Regions Capital Markets, a Division of Regions Bank, as Lead Arranger and Bookrunner, the Privatebank and Trust Company, as Syndication Agent, Texas Capital Bank, National Association and Capital One, N.A., as Co-Documentation Agents, and the Other Lenders Party Hereto
12/34/56
EX-10.7
from 10-Q 39 pages Intercreditor Agreement Dated as of May 6, 2010, Between Regions Bank, as First Lien Collateral Agent, U.S. Bank National Association, as Second Lien Collateral Agent, Penson Worldwide, Inc., as the Company, and the Subsidiary Grantors Party Hereto
12/34/56
EX-10.5
from 10-Q 120 pages Note: Portions of This Agreement Are the Subject of a Confidential Treatment Request by the Registrant to the Securities and Exchange Commission. Such Portions Have Been Redacted and Are Marked With a “[****]” in Place of the Redacted Language. Second Amended and Restated Credit Agreement Among Penson Worldwide, Inc., as the Borrower, Regions Bank, as Administrative Agent, Swing Line Lender, and Letter of Credit Issuer, Regions Capital Markets, a Division of Regions Bank, as Lead Arranger and Bookrunner, the Privatebank and Trust Company, as Syndication Agent, Texas Capital Bank, National Association and Capital One, N.A., as Co-Documentation Agents, and the Other Lenders Party Hereto
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EX-10.1
from 10-Q 13 pages Second Amendment to Amended and Restated Credit Agreement
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EX-10.2
from 10-Q 13 pages First Amendment to Amended and Restated Credit Agreement
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EX-10.1
from 10-Q 110 pages Amended and Restated Credit Agreement Among Penson Worldwide, Inc., as the Borrower, Regions Bank, as Administrative Agent, Swing Line Lender, and Letter of Credit Issuer, Guaranty Bank and Regions Capital Markets, a Division of Regions Bank, as Joint Lead Arrangers, Guaranty Bank, as Syndication Agent, and the Other Lenders Party Hereto
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EX-10.1
from 10-Q 12 pages Eighth Amendment to Credit Agreement
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EX-10.1
from 8-K/A 9 pages Third Amendment to Credit Agreement
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EX-10.1
from 8-K 9 pages Seventh Amendment to Credit Agreement
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EX-10.40
from 10-K 10 pages Sixth Amendment to Credit Agreement
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EX-10.1
from 10-Q 10 pages Note: Portions of This Amendment Are the Subject of a Confidential Treatment Request by the Registrant to the Securities and Exchange Commission. Such Portions Have Been Redacted and Are Marked With a “[*]” in Place of the Redacted Language. Fifth Amendment to Credit Agreement
12/34/56
EX-10.1
from 10-Q 12 pages Fourth Amendment to Credit Agreement
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EX-10.1
from 10-Q 10 pages Third Amendment to Credit Agreement
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EX-10.1
from 8-K 11 pages Second Amendment to Credit Agreement
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