EX-10.5
from 10-Q/A
169 pages
Note: Portions of This Agreement Are the Subject of a Confidential Treatment Request by the Registrant to the Securities and Exchange Commission. Such Portions Have Been Redacted and Are Marked With a “[****]” in Place of the Redacted Language. Second Amended and Restated Credit Agreement Among Penson Worldwide, Inc., as the Borrower, Regions Bank, as Administrative Agent, Swing Line Lender, and Letter of Credit Issuer, Regions Capital Markets, a Division of Regions Bank, as Lead Arranger and Bookrunner, the Privatebank and Trust Company, as Syndication Agent, Texas Capital Bank, National Association and Capital One, N.A., as Co-Documentation Agents, and the Other Lenders Party Hereto
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EX-10.7
from 10-Q
39 pages
Intercreditor Agreement Dated as of May 6, 2010, Between Regions Bank, as First Lien Collateral Agent, U.S. Bank National Association, as Second Lien Collateral Agent, Penson Worldwide, Inc., as the Company, and the Subsidiary Grantors Party Hereto
12/34/56
EX-10.5
from 10-Q
120 pages
Note: Portions of This Agreement Are the Subject of a Confidential Treatment Request by the Registrant to the Securities and Exchange Commission. Such Portions Have Been Redacted and Are Marked With a “[****]” in Place of the Redacted Language. Second Amended and Restated Credit Agreement Among Penson Worldwide, Inc., as the Borrower, Regions Bank, as Administrative Agent, Swing Line Lender, and Letter of Credit Issuer, Regions Capital Markets, a Division of Regions Bank, as Lead Arranger and Bookrunner, the Privatebank and Trust Company, as Syndication Agent, Texas Capital Bank, National Association and Capital One, N.A., as Co-Documentation Agents, and the Other Lenders Party Hereto
12/34/56
EX-10.1
from 10-Q
110 pages
Amended and Restated Credit Agreement Among Penson Worldwide, Inc., as the Borrower, Regions Bank, as Administrative Agent, Swing Line Lender, and Letter of Credit Issuer, Guaranty Bank and Regions Capital Markets, a Division of Regions Bank, as Joint Lead Arrangers, Guaranty Bank, as Syndication Agent, and the Other Lenders Party Hereto
12/34/56