Penson Worldwide Inc Watch

from 8-K 11 pages [Face of Note] Penson Worldwide, Inc

from 8-K 105 pages Penson Worldwide, Inc. as Issuer and U.S. Bank National Association as Trustee and Collateral Agent Indenture Dated as of May 6, 2010 12.50% Senior Second Lien Secured Notes Due 2017

from S-3 81 pages Penson Worldwide, Inc. and [Trustee], Trustee Indenture Dated as of ___, 20___ Subordinated Debt Securities Penson Worldwide, Inc. Certain Sections of This Indenture Relating to Sections 3.10 Through 3.18, Inclusive, of the Trust Indenture Act of 1939

from S-3 75 pages Penson Worldwide, Inc. and [Trustee], Trustee Indenture Dated as of __, 20___ Senior Debt Securities Penson Worldwide, Inc. Certain Sections of This Indenture Relating to Sections 3.10 Through 3.18, Inclusive, of the Trust Indenture Act of 1939

from 8-K 12 pages [Unless This Certificate Is Presented by an Authorized Representative of the Depository Trust Company, a New York Corporation (“Dtc”), to the Company or Its Agent for Registration of Transfer, Exchange, or Payment, and Any Certificate Issued Is Registered in the Name of Cede & Co. or in Such Other Name as Is Requested by an Authorized Representative of Dtc (And Any Payment Is Made to Cede & Co. or to Such Other Entity as Is Requested by an Authorized Representative of Dtc), Any Transfer, Pledge, or Other Use Hereof for Value or Otherwise by or to Any Person Is Wrongful Inasmuch as the Registered Owner Hereof, Cede & Co., Has an Interest Herein.]

from 8-K 83 pages Penson Worldwide, Inc. and U.S. Bank National Association, as Trustee Indenture Dated as of June 3, 2009 8.0% Convertible Senior Notes Due 2014

from S-1/A 3 pages Specimen Certificate for Shares of Common Stock

from S-1/A ~50 pages Amended & Restated Investors' Rights Agreement

from S-1 ~50 pages Investors' Rights Agreement

from S-1 ~20 pages Amended and Restated Registration Rights Agreement

from S-1/A ~20 pages Amended/Restated Registration Rights Agreement

from S-1/A ~20 pages Registration Rights Agreement