EX-1.1
from 8-K
8 pages
This Letter (The “Agreement”) Constitutes the Agreement Between A.G.P./ALLIANCE Global Partners, as the Sole Placement Agent (“A.G.P.”) (A.G.P. Is Also Referred to Herein as the “Placement Agent” or the “Placement Agents”), and Oragenics, Inc., a Company Incorporated Under the Laws of Florida (The “Company”), That the Placement Agents Shall Serve as the Placement Agents for the Company, on a “Reasonable Best Efforts” Basis, in Connection With the Proposed Placement (The “Placement”) of Shares of Common Stock, Par Value, $0.001 Per Share (The “Shares”). the Shares Actually Placed by the Placement Agents Are Referred to Herein as the “Placement Agent Securities.” the Placement Agent Securities Shall Be Offered and Sold Under the Company’s Registration Statement on Form S-3 (File No. 333-235763) With Respect to the Placement Agent Securities. the Documents Executed and Delivered by the Company and the Purchasers (As Defined Below) in Connection With the Placement, Including, Without Limitation, a Securities Purchase Agreement (The “Purchase Agreement”), Shall Be Collectively Referred to Herein as the “Transaction Documents.” the Purchase Price to the Purchasers for Each Share Is $0.45. the Placement Agents May Retain Other Brokers or Dealers to Act as Sub-Agents or Selected-Dealers on Its Behalf in Connection With the Placement. the Placement Agent Hereby Waives the Limitations Imposed on the Offer, Pledge, Issuance, Sale, and Contract to Sell Shares of Common Stock Contained in Section 5(l) of That Certain Underwriting Agreement Dated November 19, 2020 Between the Placement Agent and the Company
12/34/56
EX-1.1
from 8-K
42 pages
16,666,668 Shares of Common Stock 8,333,334 Series 1 Warrants and 8,333,334 Series 2 Warrants of Oragenics, Inc. Underwriting Agreement
12/34/56
EX-1.1
from 8-K
43 pages
2,636,000 Shares of Common Stock 9,364,000 Shares of Series D Convertible Preferred Stock (Convertible Into 9,364,000 Shares of Common Stock) and 12,000,000 Warrants of Oragenics, Inc. Underwriting Agreement
12/34/56