Piper Sandler Companies Watch

from S-8 11 pages Piper Sandler Companies 2024 Employment Inducement Award Plan

from S-8 10 pages Piper Sandler Companies 2022 Employment Inducement Award Plan

from S-8 19 pages Piper Sandler Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan

from 10-K 2 pages Description of Securities

from S-8 8 pages Piper Jaffray Companies 2020 Employment Inducement Award Plan Form of Restricted Stock Agreement

from S-8 8 pages Piper Jaffray Companies 2020 Employment Inducement Award Plan Form of Restricted Stock Agreement

from S-8 8 pages Piper Jaffray Companies 2020 Employment Inducement Award Plan Form of Restricted Stock Agreement

from S-8 9 pages Piper Jaffray Companies 2020 Employment Inducement Award Plan

from S-8 8 pages Piper Jaffray Companies 2019 Employment Inducement Award Plan Restricted Stock Agreement

from S-8 15 pages Piper Jaffray Companies 2019 Employment Inducement Award Plan

from 10-K 1 page Specimen Certificate for Pjc Common Stock

from 10-Q 3 pages First Amendment to Second Amended and Restated Indenture

from 8-K 4 pages First Amendment to Amended and Restated Indenture

from 8-K 85 pages Piper Jaffray & Co. Issuer the Bank of New York Mellon Trustee Amended and Restated Indenture Dated as of April 30, 2015 Secured Commercial Paper Notes- Series II I

from S-8 9 pages Piper Jaffray Companies 2016 Employment Inducement Award Plan Restricted Stock Agreement

from S-8 15 pages Piper Jaffray Companies 2016 Employment Inducement Award Plan

from 10-K 3 pages Common See Reverse Side for Certain Definitions Cusip 724078 10 0 This Certifies That Is the Owner of Fully Paid and Non-Assessable Common Shares, $0.01 Par Value, of Piper Jaffray Companies Transferable on the Books of the Corporation by the Holder Hereof in Person or by Attorney Upon Surrender of This Certificate Properly ENDORSED.THIS Certificate Is Not Valid Until Countersigned and Registered by the Transfer Agent and Registrar. in Witness Whereof, the Said Corporation Has Caused This Certificate to Be Signed by Facsimile Signatures of Its Duly Authorized Officers. Dated: Chairman & Chief Executive Officer Corporate Secretary Common Stock Incorporated Under the Laws of the State of Delaware Piper Jaffray Companies Pj Countersigned and Registered: Wells Fargo Bank, N.A. Transfer Agent and Registrar by Authorized Signature Mr. Sample & Mrs. Sample & Mr. Sample & Mrs. Sample Mr. Sample & Mrs. Sample & Mr. Sample & Mrs. Sample * * 000000* * * * * * * * * 000000* * * * *****Specimen***************

from 10-Q 86 pages Piper Jaffray & Co. Issuer the Bank of New York Mellon Trustee Second Amended and Restated Indenture Dated as of June 11, 2012 Secured Commercial Paper Notes

from S-8 14 pages Piper Jaffray Companies 2010 Employment Inducement Award Plan

from S-3ASR 50 pages Piper Jaffray Companies and [•], Trustee Subordinated Indenture Dated as of [•] Cross Reference Sheet