Oppenheimer Holdings Inc. Watch

from 10-K 4 pages Indenture or similar

from 8-K 21 pages Definitions 1

from 8-K 24 pages Registration Rights Agreement

from 8-K 190 pages Indenture Dated as of June 23, 2017 Among Oppenheimer Holdings Inc., the Subsidiary Guarantors Named on the Signature Pages Hereto, the Bank of New York Mellon Trust Company, N.A., as Trustee and the Bank of New York Mellon Trust Company, N.A., as Collateral Agent 6.75% Senior Secured Notes Due 2022

from 10-K 4 pages Registration Rights Agreement Between Oppenheimer Holdings Inc. and Canadian Imperial Bank of Commerce Dated as of January 14, 2008

from 10-K 3 pages The Presence of This Legend May Impair the Ability of the Holder Hereof to Effect Good Delivery of the Securities Represented Hereby on a Canadian Stock Exchange. a Certificate Without a Legend May Be Obtained From the Registrar and Transfer Agent in Connection With a Sale of the Securities Represented Hereby at a Time When the Corporation Is a “Foreign Issuer” as Defined in Regulation S Under the U.S. Securities Act Upon Delivery of This Certificate and an Executed Declaration, in a Form Satisfactory to the Registrar and Transfer Agent and the Corporation, to the Effect That Such Sale Is Being Made in Accordance With Rule 904 of the Regulation S Under the U.S. Securities Act. Unless Permitted Under Applicable Securities Legislation, the Holder of the Securities Represented Hereby Shall Not Trade Such Securities Before May 15, 2008. Rights to Transfer and Assign the Securities Represented Hereby Are Further Restricted by the Terms Hereof. This Certificate, and the Class a Non-Voting Share Purchase Warrants Evidenced Hereby, Will Be Void and of No Value Unless Exercised by 5:00 P.M. (Toronto Time) 90 Days After the Fifth Anniversary of Issuance

from 8-K 26 pages E. A. Viner International Co. Variable Rate Exchangeable Debenture Due 2013

from S-8 POS 5 pages Oppenheimer Holdings Inc. Select Incentive Plan

from S-8 2 pages Oppenheimer Holdings Inc. Select Incentive Plan (Excluding Form of Variable Rate Exchangeable Debenture of E.A. Viner International Inc. Underlying the Units That Are Issuable Pursuant to Such Plan). Oppenheimer Holdings, Inc. Select Incentive Plan

from S-8 1 page Form of Letter to Select Employees of Oppenheimer Holdings Inc

from 10-K ~10 pages E. A. Viner International Co. Second Variable Rate Exchangeable Debenture Due 2013

from 8-K ~10 pages Registration Rights Agreement

from 8-K ~10 pages E. A. Viner International Co. Convertible Debenture Due 2006

from 8-K ~10 pages E. A. Viner International Co. Variable Rate Exchangeable Debenture Due 2013

from 8-K ~20 pages Stakeholders Agreement by and Among Fahnestock Viner Holdings Inc., Albert G. Lowenthal, Phase II Financial L.P., Phase II Financial Limited, the Albert G. Lowenthal Foundation, Olga Roberts, Elka Estates Limited, and Canadian Imperial Bank of Commerce Dated as of December 9, 2002