BamSEC and AlphaSense Join Forces
Learn More

Oppenheimer Holdings Inc.

NYSE: OPY    
Share price (12/20/24): $62.45    
Market cap (12/20/24): $645 million
Search in Documents
Key Exhibits
External Links

Material Contracts Filter

EX-10.1
from 10-Q 34 pages 143400740v10 Oppenheimer Holdings Inc. 2024 Incentive Plan
12/34/56
EX-10.1
from 8-K 35 pages 143400740v10 Oppenheimer Holdings Inc. 2024 Incentive Plan
12/34/56
EX-10.12
from 10-Q 11 pages Material contract
12/34/56
EX-10.12
from 10-K/A 6 pages Oppenheimer Holdings Inc. Stock Appreciation Right Plan
12/34/56
EX-10.11
from 10-K/A 139 pages Material contract
12/34/56
EX-10.10
from 10-K/A 9 pages Material contract
12/34/56
EX-10.2
from 8-K 20 pages Registration Rights Agreement
12/34/56
EX-10.1
from 8-K >50 pages Security Agreement by and Among Oppenheimer Holdings Inc. as Grantor, and Each Other Grantor From Time to Time Party Hereto and the Bank of New York Mellon Trust Company, N.A. as Collateral Agent. Dated as of September 22, 2020 Table of Authorities
12/34/56
EX-10.38
from 10-K 25 pages Material contract
12/34/56
EX-10.37
from 10-K 5 pages Amended and Restated Performance-Based Compensation Agreement
12/34/56
EX-10.1
from 8-K 66 pages Security Agreement by and Among Oppenheimer Holdings Inc. as Grantor, and Each Other Grantor From Time to Time Party Hereto and the Bank of New York Mellon Trust Company, N.A. as Collateral Agent. Dated as of June 23, 2017 Table of Authorities
12/34/56
EX-10.36
from 10-K 2 pages Fincen Fines Oppenheimer & Co. Inc. $20 Million for Continued Anti-Money Laundering Shortfalls Suspicious Penny Stock Trading and Pump-And-Dump Schemes Not Flagged and Foreign Correspondent Customer Allowed to Conduct Prohibited Activity
12/34/56
EX-10.35
from 10-K 25 pages Securities and Exchange Commission
12/34/56
EX-10.34
from 10-K 28 pages Oppenheimer Holdings Inc. 2014 Incentive Plan
12/34/56
EX-10.33
from 10-K 23 pages Oppenheimer & Co. Inc. Executive Deferred Compensation Plan
12/34/56
EX-10.32
from 10-K 15 pages Agreement
12/34/56
EX-10.31
from 10-K 15 pages Agreement
12/34/56
EX-10.30
from 10-K 9 pages First Amendment to Agreement of Lease
12/34/56
EX-10.1
from 8-K 7 pages Oppenheimer Holdings Inc. Fourth Quarter 2012 Earnings
12/34/56
EX-10.1
from 10-Q 238 pages Agreement of Lease Between 85 Broad Street LLC, Landlord and Viner Finance Inc., Tenant Demised Premises in 85 Broad Street, New York, New York 10004 Dated: As of July 15, 2011
12/34/56