EX-10.1
from 8-K
5 pages
This Note Is Subject to an Intercreditor, Subordination and Standstill Agreement of Even Date Herewith Between Lender and the East Boston Savings Bank. Any Assignment, Transfer or Conveyance of This Note Shall Be Subject to the Aforesaid Intercreditor, Subordination and Standstill Agreement Referenced Above. Subordinated Secured Commercial Promissory Note $6,000,000 March 28, 2018
12/34/56
EX-4
from 10-Q
20 pages
Neither the Issuance and Sale of the Securities Represented by This Certificate Nor the Securities Into Which These Securities Are Exercisable Have Been Registered Under the Securities Act of 1933, as Amended, or Applicable State Securities Laws. the Securities May Not Be Transferred in the Absence of an Effective Registration Statement for the Securities Under the Securities Act of 1933, as Amended, or an Exemption Therefrom. Prior to the Registration of Any Transfer in Accordance With the Foregoing, the Company Reserves the Right to Require the Delivery of Such Legal Opinions (Unless Such Securities Are Eligible to Be Sold Without Restriction or Have Been Sold Pursuant to Rule 144 or Rule 144a Under Said Act), Certifications or Other Evidence as May Reasonably Be Required in Order to Determine That the Proposed Transfer Is Being Made in Compliance With the Securities Act and Applicable State Securities Laws. “Transfer” Means Any Sale, Assignment or Other Transfer. Notwithstanding the Foregoing, the Securities May Be Pledged in Connection With a Bona Fide Margin Account or Other Loan or Financing Arrangement Secured by the Securities
12/34/56
